Engineering Essentials: Fundamentals of Hydraulic Pumps

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Engineering Essentials: Fundamentals of Hydraulic Pumps
When a hydraulic pump operates, it performs two functions. First, its mechanical action creates a vacuum at the pump inlet which allows atmospheric pressure to force liquid from the reservoir into the inlet line to the pump. Second, its mechanical action delivers this liquid to the pump outlet and forces it into the hydraulic system.

A pump produces liquid movement or flow: it does not generate pressure. It produces the flow necessary for the development of pressure which is a function of resistance to fluid flow in the system. For example, the pressure of the fluid at the pump outlet is zero for a pump not connected to a system (load). Further, for a pump delivering into a system, the pressure will rise only to the level necessary to overcome the resistance of the load.

Classification of pumps
All pumps may be classified as either positive-displacement or non-positive-displacement. Most pumps used in hydraulic systems are positive-displacement.

A non-positive-displacement pump produces a continuous flow. However, because it does not provide a positive internal seal against slippage, its output varies considerably as pressure varies. Centrifugal and propeller pumps are examples of non-positive-displacement pumps.

If the output port of a non-positive-displacement pump were blocked off, the pressure would rise, and output would decrease to zero. Although the pumping element would continue moving, flow would stop because of slippage inside the pump.

In a positive-displacement pump, slippage is negligible compared to the pump's volumetric output flow. If the output port were plugged, pressure would increase instantaneously to the point that the pump's pumping element or its case would fail (probably explode, if the drive shaft did not break first), or the pump's prime mover would stall.

Positive-displacement principle
A positive-displacement pump is one that displaces (delivers) the same amount of liquid for each rotating cycle of the pumping element. Constant delivery during each cycle is possible because of the close-tolerance fit between the pumping element and the pump case. That is, the amount of liquid that slips past the pumping element in a positive-displacement pump is minimal and negligible compared to the theoretical maximum possible delivery. The delivery per cycle remains almost constant, regardless of changes in pressure against which the pump is working. Note that if fluid slippage is substantial, the harvester hydraulic pump is not operating properly and should be repaired or replaced.

Positive-displacement pumps can be of either fixed or variable displacement. The output of a fixed displacement pump remains constant during each pumping cycle and at a given pump speed. The output of a variable displacement pump can be changed by altering the geometry of the displacement chamber.

Other names to describe these pumps are hydrostatic for positive-displacement and hydrodynamic pumps for non-positive-displacement. Hydrostatic means that the pump converts mechanical energy to hydraulic energy with comparatively small quantity and velocity of liquid. In a hydrodynamic pump, liquid velocity and movement are large; output pressure actually depends on the velocity at which the liquid is made to flow.

Reciprocating pumps
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Figure 1. Reciprocating pump.

The positive-displacement principle is well illustrated in the reciprocating-type pump, the most elementary positive-displacement gear pump, Figure 1. As the piston extends, the partial vacuum created in the pump chamber draws liquid from the reservoir through the inlet check valve into the chamber. The partial vacuum helps seat firmly the outlet check valve. The volume of liquid drawn into the chamber is known because of the geometry of the pump case, in this example, a cylinder.

As the piston retracts, the inlet check valve reseats, closing the valve, and the force of the piston unseats the outlet check valve, forcing liquid out of the pump and into the system. The same amount of liquid is forced out of the pump during each reciprocating cycle.


All positive-displacement pumps deliver the same volume of liquid each cycle (regardless of whether they are reciprocating or rotating). It is a physical characteristic of the pump and does not depend on driving speed. However, the faster a pump is driven, the more total volume of liquid it will deliver.

Rotary pumps
In a rotary-type pump, rotary motion carries the liquid from the pump inlet to the pump outlet. Rotary pumps are usually classified according to the type of element that transmits the liquid, so that we speak of a gear-, lobe-, vane-, or piston-type rotary pump.

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Figure 2. Spur gear pump.

External-gear pumps can be divided into external and internal-gear types. A typical external-gear pump is shown in Figure 2. These pumps come with a straight spur, helical, or herringbone gears. Straight spur gears are easiest to cut and are the most widely used. Helical and herringbone gears run more quietly, but cost more.


A gear pump produces flow by carrying fluid in between the teeth of two meshing gears. One gear is driven by the drive shaft and turns the idler gear. The chambers formed between adjacent gear teeth are enclosed by the pump housing and side plates (also called wear or pressure plates).

A partial vacuum is created at the pump inlet as the gear teeth unmesh. Fluid flows in to fill the space and is carried around the outside of the gears. As the teeth mesh again at the outlet end, the fluid is forced out.

Volumetric efficiencies of gear pumps run as high as 93% under optimum conditions. Running clearances between gear faces, gear tooth crests and the housing create an almost constant loss in any pumped volume at a fixed pressure. This means that volumetric efficiency at low speeds and flows is poor, so that gear pumps should be run close to their maximum rated speeds.

Although the loss through the running clearances, or "slip," increases with pressure, this loss is nearly constant as speed and output change. For one pump the loss increases by about 1.5 gpm from zero to 2,000 psi regardless of speed. Change in slip with pressure change has little effect on performance when operated at higher speeds and outputs. External-gear pumps are comparatively immune to contaminants in the oil, which will increase wear rates and lower efficiency, but sudden seizure and failure are not likely to occur.